Friday, May 16, 2014

TED'S DIGITAL JUNGLE#23 - DIGITAL DOCUMENTARY #10- DZIGA VERTOV AND DOCUMENTARY

IV.4. Dziga Vertov and Kino Eye:

 The stature of Flaherty’s contemporaries Dziga Vertov and his colleagues in the Soviet documentary movement has fared better in recent years, particularly after the collapse of the Soviet Union and the discovery of previously inaccessible films and written materials. Indeed, when it comes to Western recognition of the historical and artistic importance of Dziga Vertov, his work, and his theories, there appears to be a major re-evaluation in progress today.
Why the importance of Vertov and his Kino Eye movement has been overlooked for so long by many Western documentary historians is a bit puzzling, particularly since Vertov’s contemporary and Soviet cinematic peer Sergei Eisenstein has long been the subject of adulation both as a filmmaker and theorist.

 A brief investigation reveals several possible explanations.

 The first explanation is simply ideological and political. Due to the economic dominance of the Anglophone world in the media world during the Twentieth Century, some Western cinema historians and critics ignored the quality and significance of the early Soviet documentary film in the development of documentary, dismissing the work of  Vertov and other Soviet artists as communist propaganda.

However, while Vertov was indisputably an enthusiastic creator of propaganda for the Soviet revolution, the same might also be said of Sergei Eisenstein. Since today both are widely recognized as great cinematic innovators, the answer must lie elsewhere.

Aside from their well documented creative differences, there was one significant difference between Eisenstein and Vertov: the role of Stalin. Stalin’s personal interest in the Soviet film industry has been well documented, and, for many years, Eisenstein enjoyed Stalin’s blessing and support, while Vertov, who had been a favorite of Lenin’s, most certainly did not.

Vertov had made many enemies in the 1920’s with his sweeping denunciations of dramatic cinema as a “bourgeois art form”, and the new climate gave his enemies a chance for revenge, and they took it. Vertov was soon subjected to  withering ideological attacks by the communist party hierarchy; interestingly, he himself was not a member of the party.

As a result, during the 1930’s, Eisenstein’s major films were accessible in the West, and Vertov’s generally were not. The same was true of their writings.  Since there was no Cold War between East and West in the 1930’s, the official approval of the Communist Party, not to mention Stalin himself, was doubtless a blessing among Western intellectuals, rather than the curse it was to later become.

 The lion’s share of the blame for this flagrant historical oversight must belong to John Grierson himself, who stubbornly refused to ever acknowledge any cinematic debt to Vertov and his Kino Eye Manifesto.
 The record shows,” writes Jane M. Gaines,” that Grierson eschewed the Russians – was disinterested in Vertov and was not that deferential to Eisenstein. Basil Wright once said of Grierson that he ‘ never used the word revolution.”[1]

In other words, although Grierson seemingly shared the Soviet movement’s aesthetics and social engagement, he chose to downplay the relevance of Vertov’s theory and practice for his own documentary work. According to Russian cinema historian Jay Leyda, Grierson acknowledged only the famous Soviet feature director Sergei Eisenstein as an inspiration:” John Grierson’s work on the American version of “Potemkin” lends veracity to the story that the British documentary film movement was born from the last reel of “Potemkin”.[2]

 British film critic Ivor Montagu, a Grierson crony, handled the import of “The Man With the Movie Camera”, which was not shown in England until 1931.[3]
 We now know that the film was not popular in the ruling Stalinist circles; we also now know that that Montagu was, in fact, a Soviet spy during this period, so there are grounds for questioning Montagu’s real agenda .[4]

 After the first screenings in Paris and Stuttgart in 1929, Vertov’s film received very enthusiastic responses from prominent European intellectuals, including cinema historian Siegfried Kracauer, who wrote,” Now a new Russian film has arrived in Berlin that proves that the Russians have not remained stuck at the level they have already reached…If Vertov’s film is more than simply an isolated case, then it must be regarded as symptomatic of the inroads universal human categories have made in Russia’s rigid political thinking. [5]

In contrast, when “The Man With the Movie Camera” was finally shown in England in 1931, Montagu compared it unfavorably in print to the work of Eisenstein and Pudovkin, and criticized it for being stylistically derivative of “Berlin: Symphony of a Great City” (1927) by German Walter Ruttman. [6]



 Grierson’s own evaluation of the film in print was not flattering: “The Man With The Movie Camera,” he wrote,” is in consequence not a film at all; it is a snapshot album. There is no story, no dramatic structure, and no special revelation of the Moscow it has chosen as a subject. It just dithers about on the surface of life picking up shots here and there, and everywhere, slinging them together as the Dadaists used to sling together their verses, with an emphasis on the particular which is out of relation to rational existence.”[7]

 Grierson was thus able to summarily dismiss Vertov’s aesthetic and ideological significance, as well as the relevance of Kino Eye for the fledgling British documentary movement. As British cinema historian Jeremy Hicks noted recently,” For Grierson, Vertov’s film is all record, and no art. Therefore, in his terms, it is not documentary.”[8]

Whatever Grierson’s motives for his brusque rejection of a documentary now widely recognized as a masterpiece of world cinema, it is safe to say that this rejection served his interests in his own self-promotion as the founder of the documentary film genre. Indeed, his harsh treatment of Vertov’s work was reminiscent of his equally brutal denunciation of his former hero Robert Flaherty.

In cinematic terms, in eliminating all potential rivals, Grierson effectively had made himself the patriarch of documentary film for years to come. As a result, contemporary film historians such as the American Jack C. Ellis can still write,” It was Grierson who arrived at the concept of the documentary film as we think of it today; not to tell a story with actors but to deal with aspects of the real world that had some drama and perhaps some importance…”[9]

IV.5. Dziga Vertov’s Contribution to the Development of Documentary:

It is time for a serious re-evaluation of the relative roles played by Grierson and Vertov in the development of documentary.  As mentioned before, with the collapse of the Soviet Union, and the subsequent end of the Cold War, we now finally have access to more of the films and the original writings of Vertov and his contemporaries.  These films, along with his theoretical and practical writings provide proof that Vertov was developing a documentary aesthetic and style in the Soviet Union at least a decade before Grierson. Indeed, the Vertov documentary aesthetic and style have both withstood the test of time far better than either that of Flaherty or Grierson.

A brief look at Vertov’s professional career and achievements might be useful.
In 1918, a young man, then known as Denis Abel Kaufman, joined the newsreel department of the Moscow Cinema Committee, and, in an overt homage to the Futurist group led by the famous Soviet poet Vladimir Mayakovsky, he immediately changed his name to Dziga Vertov, meaning “ spinning gypsy.” He initially worked as an editor, churning out newsreels on the war between the Whites and the Reds, and developing his skills and style.

In 1919, he met Elizaveta Svilova, a colleague who became both his wife and his life-long creative collaborator as editor. In 1922, his brother Dennis joined him and became first cameraman. Inspired by the Bolshevik newspaper Pravda, Vertov developed his first original programs in 1922, the weekly Kino Pravda. What distinguishes the Kino Pravda from previous newsreels was the use of editorial themes rather the mere recording of events, and the use of creative editing to express those themes. [10] Artistic or poetic expression to convey political messages was accepted as the norm in writing and painting at the time, and Vertov extended this approach to film, even using Constructivist fonts for his intertitles.[11]

During this period, he also wrote two of his most well-known manifestos on the cinema: “We: Variant of a Manifesto” , and “Cine-Eyes: A Revolution”.[12]
These manifestos reveal an awareness of the need to unite Constructivist theory with the rapidly developing practice of film montage to convey a message and a story.  Vertov and his wife Elizaveta were soon arguably the world’s first documentary editors. In the process, Vertov was quickly learning what worked and what did not. For example, he soon understood that politically stage-managed events were not cinematically interesting. In his instructions to his cameramen, he wrote,” Temporarily avoid photographing parades and funerals (we’ve had enough of them and they’re boring) and recordings of meetings with an endless succession of orators ( cannot be conveyed on the screen)[13]

While most contemporary documentarians would agree with Vertov’s opinion on the soporific quality of filmed parades, Vertov’s dislike for artifice went much further; he regularly denounced all dramatic film as “theatrical” and therefore “ bourgeois” – and, therefore, by implication, counter-revolutionary.


In the Soviet Union of the 1920’s calling or even implying that someone was a counter-revolutionary was a serious charge; by doing so, Vertov made many enemies among his colleagues, including most notably, Sergei Eisenstein. This alienation of colleagues was to subsequently cost Vertov dearly, as shall be been

Be that as it may,  Vertov’s theoretical documentary concept of Kino- Eye (Cinema-Eye) has been adopted by subsequent generations of socially engaged documentarians inspired by statements like this one, delivered at a Vertov lecture in Paris in 1929: ‘The history of Cinema Eye has been a relentless struggle to modify the course of world cinema, to achieve in cinema a new emphasis on the unplayed film over the played film, to substitute the document for the mise--scene, to break out of the proscenium of the theater and to enter the arena of life itself.”[14]

In terms of current documentary technique, there can be little doubt that, in terms of camerawork, editing and his pioneering concept of visual literacy, Vertov was decades ahead of both Flaherty and Grierson.  His body of work, ranging from silent features like “One Sixth of the World” (1926), “The Eleventh Year “(1928), [15]and the previously mentioned “The Man With the Movie Camera” (1929), are all widely recognized today as examples of cinema craft and artistry.

Dziga Vertov also succeeded in making a seamless transition to sound more successfully than most of his peers. His sound features “Enthusiasm: Symphony of the Donbas” (1931) and “Three Songs of Lenin “( 1934)  are also appreciated today for their creative use of music, location recorded sound and interviews at a time when many others were content to merely record a talking head.[16]

Ironically, it was Vertov’s very dedication to the development of the documentary language and form that got him into ideological trouble as Stalinization of the Soviet arts scene ushered in an aesthetically regressive period in the late 1920’s.

For Russian Futurists like Vertov, Mayakovsky, and author Yevgeny Zamyatin, inability to change led to biological entropy, which, in turn, eventually to the death of the biological system. This Futurist philosophy helped make them enthusiastic supporters of the Communist Party and the Russian Revolution in its early stages; however, after Lenin’s death in 1924, however, the same worship of change set them on a collision course with Stalin and his supporters, since Stalin’s priority was consolidation of power with an absolute minimum of change – in short, the very state of cultural entropy the Futurists abhorred.

Like Lenin, Stalin took a great interest in the Soviet film industry. However, it was soon clear though his recorded comments that he did not like documentary in general. There were several reasons for this dislike.

First of all, Stalin wanted to create a cult of personality around himself; unstaged documentary portrayals of him would be far too revealing and intimate, and not project the iconic image he desired. As a result, Stalin soon realized that it was far more effective propaganda if he were portrayed by a suitably attractive actor in a well  scripted fiction film with a carefully tailored message.

There was also the cost factor; documentary productions had an unavoidably high shooting ratio, often of 20:1 or more, and were therefore expensive to produce. To make matters even worse, quality film stock was hard to find in the Soviet Union. A well -scripted fiction film, on the other hand, might have a shooting ratio of as low as 2:1. The communist party finally reached the conclusion that the only value of any film was its ideological content and all other aesthetic considerations were, at best, secondary, if not completely irrelevant.   All documentary production was to be terminated.

 In this context, it is a bit ironic that the Soviets’ bitter ideological rivals, the National Socialists of Germany, reached very similar conclusions regarding their own propaganda efforts. While Leni Riefenstalhl’s controversial films “Triumph of The Will” (1934) and “Olympiad “(1938) achieved international acclaim for their extraordinary cinematic quality , the Nazi leadership ultimately decided to focus on commercial entertainment cinema as their primary vehicle for propaganda.

In Germany, with the domestic Agfa factory producing quality film stock, it appears that cost was not an issue; it seems that both Hitler and Goebbels, like Stalin, were also big fans of Hollywood, and they all seemed to agree that the ideal vehicle for propaganda and communicating political messages to the general population was the fiction entertainment film, rather than documentary.

In retrospect, they were all correct; today, most communicators agree that the political message in an entertainment film like “ Casablanca” is far more effectively delivered than any documentary could do.

In the Soviet Union, it was sadly predictable that, by 1931, documentarians like Vertov were being referred to by the pejorative term documentalists , and that obedient communist party ideologues called for the complete destruction of documentalism, which was accused of being both “Formalist” and “Trotskyist”, which were  potentially fatal epithets in those days.

 Undaunted,  Vertov made a brave defense of his documentary aesthetics in his essay “On Documentary and Documentalists” (1931):

“Question: What is the difference between newsreel, Cine-Eye, documentary and unplayed film?

Answer: There is no difference. These are different definitions of one and the same branch of cinema production: it is ‘newsreel’, which points to its continuous link with the accumulation of the current material of newsreel; it is Cine-Eye, which points to the recording of this newsreel material armed with the cine-camera, the Cine-Eye; it is documentary, which points to it being genuine, to the authenticity of the accumulated material; it is unplayed, which points to actors being unnecessary, to acting being unnecessary in the production of this kind of film.”[17]

Vertov’s last major work was “Three Songs of Lenin” (1934), ostensibly an homage to the legacy of Lenin using 3 different musical movements;  an homage to Lenin doubtless provided stout ideological camouflage, and Vertov somehow managed to make the first song  a very powerful statement celebrating the demise of chador, or the veil, in the new Soviet republics to the South, which were predominantly Muslim.

Apparently, the film was not well received by the party hierarchy; Stalin objected to the portrayal of Lenin for some vague ideological discrepancy, and few dared to question Stalin’s authority on ideological matters; in retrospect, it seems likely that Stalin’s real objection was that there was way too much Lenin in the film, and nowhere near enough Stalin.

There was now blood in the water, and all of Vertov’s many old ideological and aesthetic enemies saw their opportunity to get their revenge on their former critic, and  even former colleagues and supports like   Sergei Eisenstein joined the party chorus to denounce Vertov for having ‘ formalist and documentalist tendencies”.  

The greatest Soviet documentarian was forced to return to where he began - producing pedestrian newsreels until his death in 1954.[18]








[1] Gaines (bid)p. 86
[2] Jay Leyda( Kino: A History of the Russian and Soviet Film) Third Edition, Princeton University Press, 1983, p.195
[3] Jeremy Hicks (Dziga Vertov – Defining Documentary Film) I.B. Taurus, 2007. pp.123-124
[4] http://en.wikipedia.org/wiki/Ivor_Montagu
[5] Yuri Tsivian, (Lines of Resistance- Dziga Vertov and the Twenties)2004, Le Giornate del Cinema Muto, pp358-359
[6]  A link to “The Man with the Movie Camera”: http://www.youtube.com/watch?v=8Fd_T4l2qaQ
[7] John Grierson, The Clarion, Vol. 3, no. 2, February 1931. From Tsivian ( ibid), p. 374
[8] Hicks ( ibid),p.124
[9] Ellis and MacLane ( ibid) p. ix
[10] Links to episodes 1-5 of “Kino Pravda”: http://www.youtube.com/watch?v=2QBKBij5_0c
[11] Hicks ( ibid) p.14
[12] Hicks ( ibid) p.14
[13] Dziga Vertov (On the Significance of Non-Acted Cinema) 1923, in Kino-Eye, p. 51; from Hicks ( ibid) p.15
[14] Barnouw (ibid) p. 61
[15] Link to “The Eleventh Year”: http://www.youtube.com/watch?v=3csHcuiuTv8
[16] Link to “Enthusiam- Sounds of Donbas”: http://www.youtube.com/watch?v=fBLZzk6pp0M
[17] Dziga Vertov (RGALI 2091/2/174), from Hicks, ( ibid),p.84
[18] Barnouw (ibid) p.65

Thursday, May 15, 2014

TED'S DIGITAL JUNGLE #22 - #DIGITAL DOCUMENTARY #9 -HISTORICAL DEFINITIONS OF DOCUMENTARY

IV.2. Definitions from the Historical Tradition:

Unfortunately, there is not a general consensus among cinema historians regarding the etymology of the term documentary . However, nearly all do agree that the early works of the French Lumiere brothers shot in 1896 are documentary in nature‚ since they were motion picture images of daily life at the time  - workers leaving a factory, a train arriving at a station, soldiers on military drills ; there has never been any suggestion that the Lumiere brothers staged any of these events for the camera, though they did produce some obviously staged comic skits.  In the last years of the 19th century, Lumiere associates traveled around the world, introducing their new camera, the cinematographe, and the film medium to countries like Sweden, Russia, Algeria, Egypt, India, Australia and Japan. Along the way, they shot the first documentary footage of those countries.[1]  

However, while there is little dispute today that the Lumiere brothers were the first documentarians per se, the term documentary did not exist at the time, The film medium was in its infancy, and was still seen by most people as a novelty. 
Dutch documentary historian Erik Barnouw states that the earliest recorded use of the term documentary was by a Polish cinematographe operator named  Boleslaw Matuszewski in book published in Paris in 1898 with the title “Une Nouvelle Source de l’Histoire”. According to Barnouw, Matuszewski proposed a “cinematographic museum, or depository ‘for material ‘of a documentary interest…slices of public and national life.”[2]

IV.3. Grierson and Flaherty:

 Nichols and other Anglophone cinema historians generally attribute the first use of the term documentary to John Grierson, the Scot who created the famous British Empire Marketing Board Film Unit; Grierson reportedly first used the term to describe Robert Flaherty’s Moana (1926) [3]in a review written in The New York Sun:” Of course, Moana, being a visual account of events in the daily life of a Polynesian youth and his family, has documentary value.”[4]

In the Anglophone world, the evolution of documentary aesthetics began during the Great Depression of the 1930’s, and the British documentarians, led by  Grierson, soon began to express an ambivalence towards the work of the man they had previously lionized as a pioneer only a few years before.

In his book, “Documentary Film” (1935), the first known history of documentary,  Grierson protégé Paul Rotha set the tone when he accused Flaherty of having romanticized the lives of his subjects:” Surely we have the right to believe that the documentary method, the most virile of all kinds of film, should not ignore the vital social issues of this year of grace.”[5]

Grierson himself had initially hailed Flaherty as the father of documentary in the 1920’s, but, with the advent of the Great Depression in the 1930S, he and his colleagues seemed to grow increasingly disenchanted with the Flaherty.
With the advent of synchronized sound, Grierson and his colleagues developed their own style of documentary; they began to rely heavily on the unseen omniscient narrator – a technique Grierson called direct address narration.
Since Flaherty abhorred narration of any kind, this reliance on Direct Address led to even further creative schism. In 1934, Flaherty’s “Man of Aran” won a first prize at the Venice Film Festival, and was praised by many to be Flaherty’s finest work.[6]
However, rather than acknowledge his colleague’s achievement, Grierson rather ungraciously sniffed that he hoped that ‘the neo-Rousseauianism implicit in Flaherty’s work dies with his own exceptional self.”[7]

There is little question today that John Grierson was the dominant figure in the early development of the documentary in the Western world.  His key positions as first head of the Empire Marketing Board, and, later, as founder of the National Film Boards of Canada, Australia and New Zealand, provided him with a platform to define documentary as he chose, at least in the Anglophone world.  [8]

This ascendancy of the Griersonian aesthetic over Flaherty, not to mention Soviet documentary pioneers such as Dziga Vertov and Esther Shub was due to several factors:

First, and perhaps most important, Grierson held positions of power at the most important government-supported institutions in the Anglophone cinema world in the United Kingdom, Canada, and Australia during a period when film became the dominant medium for mass culture. He was also instrumental in the establishment of the Indian government’s Films Division, one of the world’s largest producers of documentary films, as well as United Nations Television. In short, John Grierson managed to create a global platform for his documentary aesthetic, with no oversight from commercial sponsors, of whom there were none.

Indeed, for many people around the world, a Grierson-formula film with the institutional, direct address narration, became synonymous with documentary.  

The Grierson influence is still noticeable today in former colonies of the United Kingdom and France, such as India and most African countries. The direct address narration assures institutional control of message, often attempting to compensate for poor visual material, and makes life easier for government administrators, enabling them to show their bosses they are parroting the party line, while impeding the development of modern media communications skills among both practitioners and consumers alike.

 Since many of these same administrators appear themselves to have no awareness or comprehension of modern media techniques, this phenomenon is self-perpetuating, resulting in the production of mediocre material, of interest to few other than the VIPS depicted.[9]
As a result, today the Grierson direct address narration technique is often referred to disparagingly among documentarians as The Voice of God; it is hard to assess the impact of this technique when it was most prevalent, in the 1930’s and 1940’s, and was associated with newsreels popular in England and the United States, like “The March of Time”.[10] However, today, most contemporary documentarians see it as patronizing and antiquated, and avoid it altogether, if at all possible.

While Flaherty enjoyed early commercial success, and had many admirers, he was never able to articulate his own aesthetic and ideology in words; he let his films speak for themselves. Flaherty died in 1951, and his widow Frances attempted to protect his legacy through the creation of the Flaherty Seminars in 1955, which were held yearly in upstate New York.  However, as more embarrassing facts surrounding the shooting of “Nanook of the North” became known, Flaherty’s stature as a documentary pioneer became seriously tarnished.

 Internationally, his reputation has yet to recover from the withering ideological critiques during the post-Colonial era of the 1960s, when his man-versus-nature theme was vigorously denounced as a “romantic fraud”[11] by Third World critics and others.  One critic, Fatimah Tobing Rony, went so far as to describe Flaherty’s “Nanook of the North” as,” a cinema of romantic preservationism, dedicated not to anthropological knowledge but to the production of indigenous people as trophies and to the capture of their ways of life in nostalgic fiction.”[12]

Today, one might fairly say the ethnographic documentary owes the biggest debt to the pioneering attempts of Flaherty to document traditional lives of indigenous peoples. However, his well-established penchant for re-enactment, not to mention outright fabrication of non-existent events in the lives of the peoples whose stories he was supposedly documenting, have caused him to be regarded as something less than a role model for aspiring documentarians today.[13]




[1] Barnouw ( ibid)p. 27
[2] Barnouw (ibid), p.28
[3] Link to “ Moana”: http://www.youtube.com/watch?v=xs0FNCp6aRM
[4] Jack C. Ellis and Betsy A, MacLane (A New History of Documentary Film)Continuum, 2005. P.3
[5]  Barnouw ( ibid)  p.99
[6] Link to “Man of Aran”: http://www.youtube.com/watch?v=ZXYC5Sv_fOQ
[7] Aufderheide ( ibid), p35
[8] Barnouw ( ibid),p99
[9] For a striking example, please see this link to Thierry Michel’s excellent documentary “Mobutu de Roi de Zaire”: http://www.youtube.com/watch?v=K9UfPxWwwPc
[10]  Link to “ The March of Time” : http://www.youtube.com/watch?v=DUTwfN0qrd0
[11] Aufderheide ( ibid),p.32
[12] Gaines ( ibid) p.6
[13] Link to “Nanook of the North”: http://www.youtube.com/watch?v=XZLROkFqG-k