IV. TOWARDS AN
OPERATIONAL DEFINTION OF DOCUMENTARY:
“Naming matters. Names come with
expectations; if that were not true, then
marketers
would not use them as marketing tools. The truthfulness,
accuracy, and
trustworthiness of documentaries are important to us all
because we
value them precisely and uniquely for these qualities. When
documentaries
deceive us, they are not just deceiving viewers but members
of the public
who might act upon knowledge gleaned from the film.
Documentaries
are part of the media that helps us understand not only our
own world, but
our role in it, that shape us as public actors.”
Patricia
Aufderheide, “Documentary Film- A Very
Short Introduction”[1]
IV.1. What is Documentary?
Having viewed the current state of documentary
from the macro perspective of the digital revolution, let us now narrow our
focus and direct our attention to the form and aesthetic conventions of
documentary itself. As is often the case with revolutions, one of the
unfortunate side effects of the digital revolution has been a tendency on the part
of some to either deny or ignore the value of past history or traditions.
In the case of documentary, this is
particularly unfortunate, because there is a rich documentary tradition dating
back to the end of the 19th century that is arguably still of great
relevance event today. Finding a definition
of documentary from within that tradition that would apply both to analog and
digital documentary would help make that case to the new generation of Digital Natives mentioned in Chapter I.
However, there are a few major obstacles.
Perhaps
the chief impediment is that fact that while documentary is a universally
recognized cinematic form, an agreement on exactly what is, and what is not, a
documentary has proved elusive throughout the course of cinematic scholarship
from the early 20th century to the present day. Indeed, the issue has frequently been the
subject of heated controversy.
For
example, noted American documentary theorist Bill Nichols has posited that
there are three ‘commonsense assumptions’
in all documentaries:
1.
Documentaries are about reality; they’re about something
that actually happened.
2.
Documentaries are about real people.
3.
Documentaries stories about what happens in the real world.[2]
One of the problems inherent in
Nichols' definition is that the definition of reality itself has been a classic
conundrum for philosophers since ancient times, a conundrum which has yet to be
resolved. As is well known, new scientific discoveries in the 20th
centuries have constantly forced us to radically re-assess our perceptions of
reality, shattering in the process all hope of a deterministic world view.
We are now limited to defining our
reality as the currently accepted scientific definition of that reality, fully
aware that the definition will soon be subject to modification. For better or
for worse, we find ourselves in an indeterminate universe, where the only
constant is change; as the ancient philosopher Heraclitus put it: “All entities move and nothing remains still.”[3]
In the cinematic world, the issue of what
constitutes accurate or acceptable portrayal of reality has also been a hot
potato since newsreels began to recreate historical events for the camera in the
earliest days of the cinema up until the present day. For example, in 1898, travel was expensive and
time-consuming, so staging the sinking of the battleship Maine in Havana harbor
in some bathtub in New York made perfect sense, at least from a producer’s
point of view. At that time, there were no ethical standards for documentary,
since the medium had yet to be defined.
Today, of course, if a news correspondent
is reporting from Baghdad, he or she has to physically be in Baghdad, and not
in, say, New York or London with a digital green screen backdrop. Similarly, if
a Richard Attenborough BBC special on wildlife intersperses, without a
disclaimer, images of animals shot in zoos with the same animals in the wild,
there is a major scandal, and the BBC has to promise to identify all faked
scenes on air, and, to never to do it again.[4]
However,
contemporary educational channels like The
History Channel ( and others) are now full of dramatic re-enactments of
historical events, and few object. It would appear, then, that some
re-enactment is tolerable, as long as it is acknowledged, and not deceptive. Nichols addresses this issue when he
elaborates on his first assumption:” Documentary
films speak about actual situations or events and honor known facts; they do no
introduce new, unverifiable ones. They speak directly about the historical
world, rather than the allegorical one.”[5]
It might appear that Nichols accepts
the re-staging events, as long as they honor “known facts”, but then, in his clarification of his second
assumption, he writes,” Documentaries are about real people who do
not play or perform roles.”[6]
Here, it would appear he has ruled out
re-enactment, but again, he employs highly subjective terms such as “real”, not to mention “play or perform roles” .He further adds
to the confusion by observing that Robert Flaherty’s legendary “Nanook of the North “(1922) ‘can be said to be one gigantic
reenactment, yet it retains significant documentary qualities.”[7]
According to Nichols’ own stated
criteria, it would seem that “Nanook of
the North” would definitely not qualify as a documentary; however, he then
skirts the issue by not following his argument to its logical conclusion – that Nanook
of the North is not, by Nichols’ definition, a documentary. Instead, the
question goes unanswered, and that raises further questions.
For example, how exactly would Nichols differentiate
between Flaherty’s “Nanook of the North “and
F.W. Murnau’s “Tabu “ (1931) ?
In both cases, the director shot his
own story with local amateur talent on exotic locations. In other words, they
both made what might be called fiction films shot in a neorealist style. As Murnau’s biographer Lotte Eisner
wrote,” The old argument about whether it
(Tabu) is a documentary or a “feature film” is pointless. Murnau did not set
out to observe native customs or record them in scientific detail. He was an
artist who had set out with the endless European nostalgia for beauty and the
sun. What he sought, he found. And he transformed it and gave us a glimpse of
it.[8]
Robert Flaherty was a paid collaborator
of Murnau’s on “Tabu”; according to
Flaherty’s brother David Flaherty, the difference between the two related more
to dramaturgy and aesthetics, rather than cinematic method.[9]Eisner
cites as evidence the differing treatments on the same subject written by each,
but also notes that the two shared writing credits on the final film, with Murnau
credited as both director and producer.[10] Regrettably, there is no mention of “Tabu” in Nichols’ book, but he does
write that Vittorio DeSica’s “Bicycle Thieves” (sic) can also share these qualities with “Nanook”
without being considered a documentary at all.”[11]
Unfortunately, Nichols does not
elaborate on why one is a documentary, and the other cannot be “considered a documentary at all.” Since
he himself states that “Nanook of the North” is not only fiction,
but is a “gigantic reenactment”, it
would appear that, by Nichols’ definition, the film widely recognized as the
first American documentary, is not a documentary at all.
Perhaps
Nichols is showing due deference to an iconic figure in American documentary
history, but he does not appear to be employing consistent criteria.
What one can say in Flaherty’s defense
is that one can hardly pass judgment on the documentary ethics of his work ex post facto; when he was making his
pioneering work, there were no critical criteria for evaluating documentary in
the United States. Flaherty was simply working on uncharted territory, and
doing his creative best to tell a story he wanted to tell.
As noted previously, terms like “real” are highly subjective, and can be
defined almost at whim. A classic cinematic response came from the late great
Italian director Federico Fellini when he was castigated by ideologues for
apparently abandoning the Neorealist ethic in films like “La Dolce Vita” (1960) and
“8 ½ “(1963):’ Realism is a bad word. In a certain sense, everything is realistic. I
see no dividing line between imagination and reality. I see a great deal of
reality in imagination.”[12]
So where does this leave documentary?
In academic circles in Western Europe and the United States, the post-modern
critique of photography and other depictions of reality became popular towards
the end of the Twentieth Century, causing considerable debate.
In “Collecting
Visible Evidence”, for example, Jane M. Gaines summarized the evolution of
this post-modern position when she wrote that there is no “real” world to
depict, and that the only reality that we can be sure exists are the images
that the artist has created. Hence, for Gaines, “true” documentary becomes
impossible .[13]
However, for the broadcaster, the documentarian, and the media consumer, there
is another, even larger context to consider: our collective consciousness and our
collective understanding of that reality.
Patricia Aufderheide, former Board
Member of the Independent Television Service in the United States and
Founder-Director of the Center for Social Media of American University in
Washington, D.C., offers another perspective when she puts the concept of “reality “ in the context of mass
communications: “Reality is not what is out
there, but what we know, understand and share with each other of what is out
there. Media affect the most
important real estate of all, that which is inside your head. Documentary is an
important reality-shaping communication because of its claims to truth.”[14]
In other words, the relationship between the reality being represented in a work of
art, such as a documentary, should not be conflated with the internal realities
in the minds of the viewers consuming that documentary. They are separate,
and distinct realities, although they are not mutually exclusive.
[1] Patricia Aufderheide ( Documentary Film- A Very Short Introduction )Oxford University
Press, 2007, p.4
[2] Bill Nichols (Introduction to Documentary) Second Edition, Indiana University
Press 2010, pp,7-10
[3]
en.wikipedia.org/wiki/Heraclitus
[5]
Bill Nichols ( ibid)p.8
[6]
Bll Nichols (ibid) p.8
[7]
Bill Nichols (ibid) p.13
[8]
Lotte Eisner,(Murnau) University of
California Press, 1973, p.204
[10]
Lotte Eisner (ibid) p.218
[11]
Nichols ( ibid) p.15
[13]
Gaines ( ibid) p.2
[14]
Aufderheide, (ibid.)p.5